Securities fraud

Use Search Filters

Legal Analysis of the Government Securities Act of 1986 and Its Application to Broker/Dealers Convicted of Insider Trading Violations

NCJ Number

131406

Date Published

1987

Publication Link

PDF

Legal Analysis of What Constitutes Reliance Under SEC Rule 10b-5

NCJ Number

131408

Date Published

1987

Publication Link

PDF

Securities Law: Analysis of Cases Concerning Insider Trading Under Section 10(b) of the Securities Exchange Act of 1934

NCJ Number

131411

Date Published

1987

Publication Link

PDF

Fraud on the Market and the Substantive Theory of Class Actions

NCJ Number

130653

Journal

St. John's Law Review

Date Published

1991

Section Two: Fraud in the Financial Marketplace -- Insider Trading: Its Evolution and Elements and Practical Considerations (From Readings in White-Collar Crime, P 83-103, 1991, John Lichtenberger, ed. -- See NCJ-129577)

NCJ Number

129582

Date Published

1991

Section Two: Fraud in the Financial Marketplace -- Insider Trading Sentences (From Readings in White-Collar Crime, P 104-132, 1991, John Lichtenberger, ed. -- See NCJ-129577)

NCJ Number

129583

Date Published

1991

Readings in White-Collar Crime

NCJ Number

129577

Date Published

1991

Section Two: Fraud in the Financial Marketplace -- Recent Legislative and Other Developments in Criminal and Civil Securities Enforcement (From Readings in White-Collar Crime, P 69-82, 1991, John Lichtenberger, ed. -- See NCJ-129577)

NCJ Number

129581

Date Published

1991

Commercial Crime in Canada

NCJ Number

128798

Date Published

1990

Securities Fraud (From White Collar Crime: Business and Regulatory Offenses, P 12-1,-12-42, 1990, Otto G. Obermaier and Robert G. Morvillo, eds. -- See NCJ-126261)

NCJ Number

126273

Date Published

1990

White Collar Crime: Business and Regulatory Offenses

NCJ Number

126261

Date Published

1990

S.M.A.R.T.

NCJ Number

125233

Journal

Law and Order

Date Published

1990

Insider Trading Research and Law Reform in Australia

NCJ Number

124451

Journal

Criminology Australia

Date Published

1990

Securities Trading: SEC Action Needed to Address National Market System Issues

NCJ Number

124820

Date Published

1990

Publication Link

PDF

White-Collar Crime and Punishment (From Structural Criminology, P 19-41, 1989, John Hagan, -- See NCJ-124199)

NCJ Number

124200

Date Published

1989

Insider Trading: Report to the Minister of Justice by the Securities Commission

NCJ Number

122830

Date Published

1987

Regulation of Insider Trading in Japan

NCJ Number

122632

Journal

Columbia Law Review

Date Published

1989

Alcohol Advertising, Consumption and Abuse: A Covariance-Structural Modelling Look at Strickland's Data

NCJ Number

122520

Journal

British Journal of Addiction

Date Published

1989

Fiddling Tax and Benefits: Inculpating the Poor, Exculpating the Rich (From Paying for Crime, P 109-127, 1989, Pat Carlen and Dee Cook, eds. -- See NCJ-122192)

NCJ Number

122198

Date Published

1989

Cause of Action for Option Traders Against Insider Option Traders

NCJ Number

122120

Journal

Harvard Law Review

Date Published

1988

Security With Interest

NCJ Number

121476

Journal

Security Management

Date Published

1989

Securities Fraud (From White-Collar Crime: Fifth Survey of Law, P 995-1030, 1989, Andrew J. Gildea, ed. -- See NCJ-120557)

NCJ Number

120577

Journal

American Criminal Law Review

Date Published

1989

Futures Markets: Automation Can Enhance Detection of Trade Abuses but Introduces New Risks

NCJ Number

120880

Date Published

1989

Publication Link

PDF

Insider Trading Regulation, 1989 Edition

NCJ Number

117571

Date Published

1989

Prosecution of Insider Trading: Obstacles to Enforcement

NCJ Number

119020

Journal

Australian and New Zealand Journal of Criminology

Date Published

1989